Audit Consultant

Apply now Job no: 606463
Work type: Permanent Full Time
Location: Sydney
Categories: Risk & Compliance

Working for AMP means being part of a company that values diverse thinking, encourages collaboration and promotes innovation. It’s an environment that offers challenging and exciting work as well as opportunities for professional growth. We’re flexible enough to allow you to make the most of your life, both professionally and personally.

We are looking for those that have the courage and agility to navigate changing and complex environments so that we can deliver the best solutions for our customers. We value people with integrity, an innate willingness to help others and an eagerness to perform to the best of their abilities.

We’re transforming our business, and we need people like you to join us on this journey.

About the role

AMP's Audit team provides a critical focus on regulatory, risk and compliance issues impacting AMP Advice Licensees. Auditors conduct field-based audits and support the audit framework to provide superior planner risk & compliance services to our extensive network nationally.

Key Responsibilities

  • Delivery of the adviser audit program by completing adviser quality reviews, providing accurate feedback, and timely written reports to advisers within the AMP Licensees
  • Investigate risk issues arising in Adviser Practices across the country or from thematics provided to audit for investigation
  • Proactively identify opportunities for improvement to the supervision and monitoring program
  • Foster collaborative relationships with key stakeholder groups nationally, both internal and external to the business.

Capabilities & Experience

Ideally, we are looking for candidates with:

  • Sound knowledge of the financial services industry and financial planning industry and practice
  • Sound knowledge and understanding of ASIC Regulatory Guides, Corportations Act, AUSTRAC expectations and other relevant legislation
  • Practical knowledge of compliance and risk management practice in a corporate context
  • Strong interpersonal skills and proven high level communication skills, both written and verbal
  • Previous practical experience in a legal, regulatory or compliance function in the Financial Services industry
  • Sound knowledge and understanding of the Financial Services/Planning Industry compliance processes and the ASIC Code of Practice, Corporations Act etc.
  • Advanced Diploma of Financial Services (ADFS)
  • Cert IV in Mortgage Broking (preferred but not mandatory)

Wellbeing & Benefits
As a company that values wellbeing, we offer a range of great benefits to support you financially, professionally and personally. These include access to a wide range of flexible working options including the ability to purchase extra leave, retail discounts, Employee Assistance Program, competitive home loan rates, leading superannuation contribution, discounted financial advice and personal insurance.

Inclusion & Diversity
AMP recognises individual differences and welcomes people from a variety of life and work experiences. The diversity of our people is core to our ability to innovate, grow and to fulfil our collective aspiration of helping people to own their tomorrow. A natural curiosity, a respect for differences and a growth mindset are valued at AMP.

Advertised: AUS Eastern Daylight Time
Applications close: AUS Eastern Daylight Time

Back to search results Apply now Refer a friend

Share this: | More

Applicant Login

Refine search

Work type