Investment Advice Quality Assurance Specialist

Apply now Job no: 597703
Work type: Permanent Full Time
Location: Auckland
Categories: Sales & Distribution



  • Looking for your next opportunity?
  • Excellent skills in reviewing, efficient work flow management, and attention to detail
  • Auckland location

Working for AMP means working for a company that empowers its people to make a difference, while providing the support of a highly talented, experienced team. We understand that it is our customers that make us great. And because people achieve their best in different ways, our culture is flexible and supportive, to give you the freedom to focus on outcomes rather than just processes.


The Advice & Sales team is responsible for delivering unique advice solutions to all of AMPs sales channels. Keeping abreast of the ever changing regulatory environment and complexity of multi-channel distribution, the team brings together a coherent set of advice solutions with a disciplined sales and activity focus.


The role of Investment Advice Quality Assurance Specialist is responsible for ensuring the business is aware of and compliant with its responsibilities under the Financial Advisers Act (FAA) and to ensure that the processes and tools used by the multiple distribution networks are compliant with AMP’s standards.


Your pragmatic approach will allow you the ability to engage and influence a range of internal and external stakeholders so having excellent communication and presentation skills are essential.   A passion for continuous improvement will allow you to educate and persuade stakeholders on areas for innovation based on customer feedback and a proactive approach will enable you to spot potential problem areas before they materialise, especially with the current rapid pace of change.


You will have a proven track record in a regulatory compliance environment, internal/external audit or assurance role, with the confidence to work independently and to identify and escalate issues where appropriate.  We are looking for candidates with excellent reviewing and proof reading skills and high attention to detail.

AMP is an organisation like few others. We enjoy a culture that recognises individuality yet encourages collaboration, giving real meaning to our work and making a difference to our people and our customers.


To apply for this opportunity please submit your CV and Cover Letter by clicking on the “apply” button.


Applications Close: Wednesday 31st May 2017




Advertised: New Zealand Standard Time
Applications close: New Zealand Standard Time

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